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Vincent Cuomo Dicarlo

Wells Fargo Clearing Services, LLC

El Segundo, CA

CRD 6755676

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-28
CA RA APPROVED 2017-04-04
  • TX RA
    APPROVED
    Since 2022-10-28
  • CA RA
    APPROVED
    Since 2017-04-04

Branch Locations

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Los Angeles CA 01/2017 Present
Wells Fargo Bank N.A. Los Angeles CA 11/2014 01/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-04
  • S66 Uniform Combined State Law Examination
    2017-04-04
Other Names
  • Vinnie Cuomo Dicarlo
  • Vinnie Dicarlo
  • Vincent Dicarlo
  • Vincent Cuomo Dicarlo

View on SEC IAPD

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