Lucas John Depofi

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2022-06-22

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	06/2020	04/2022
Wagner College	Staten Island	NY	08/2014	05/2018
Axa Advisory	Manhattan	NY	02/2017	05/2017
Silver Lake Golf Course	Staten Island	NY	06/2017	04/2020
Axa Advisory	Manhattan	NY	01/2018	05/2018
Chenango Contracting Llc	Johnson City	NY	05/2018	11/2018
Coastal Carolina University	Conway	SC	01/2019	05/2020
Coastal Carolina University	Conway	SC	01/2019	05/2020
Dunes West Golf Club	Mt. Pleasant	SC	02/2019	04/2020
Chenango Contracting Llc	Johnson City	NY	05/2020	05/2020
Unemployed	Endicott	NY	11/2018	01/2019
Ubs Financial Services Inc.	Red Bank	NJ	06/2022	Present

06/2020 → 04/2022

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
08/2014 → 05/2018

Wagner College

Staten Island, NY
02/2017 → 05/2017

Axa Advisory

Manhattan, NY
06/2017 → 04/2020

Silver Lake Golf Course

Staten Island, NY
01/2018 → 05/2018

Axa Advisory

Manhattan, NY
05/2018 → 11/2018

Chenango Contracting Llc

Johnson City, NY
01/2019 → 05/2020

Coastal Carolina University

Conway, SC
01/2019 → 05/2020

Coastal Carolina University

Conway, SC
02/2019 → 04/2020

Dunes West Golf Club

Mt. Pleasant, SC
05/2020 → 05/2020

Chenango Contracting Llc

Johnson City, NY
11/2018 → 01/2019

Unemployed

Endicott, NY
06/2022 → Present

Ubs Financial Services Inc.

Red Bank, NJ

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-04-29

Other Firms