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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-05-30
NY RA APPROVED 2023-04-25
  • TX RA
    APPROVED
    Since 2023-05-30
  • NY RA
    APPROVED
    Since 2023-04-25

Branch Locations

989 3Rd Ave, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Staten Island NY 06/2017 11/2017
Spartan Capital Securities Llc New York NY 11/2017 03/2018
Reid N Rudiger New York NY 01/2017 06/2017
Lakeview Consultants New York NY 10/2015 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 12/2022 Present
Bank Of America New York NY 07/2019 11/2022
Unemployed New York NY 04/2018 01/2019
Soccer Shots New York NY 02/2019 06/2019
Amazon Warehouse Staten Island NY 04/2019 06/2019
  • 06/2017 → 11/2017
    Unemployed
    Staten Island, NY
  • 11/2017 → 03/2018
    Spartan Capital Securities Llc
    New York, NY
  • 01/2017 → 06/2017
    Reid N Rudiger
    New York, NY
  • 10/2015 → 01/2017
    Lakeview Consultants
    New York, NY
  • 12/2022 → Present
    New York, NY
  • 07/2019 → 11/2022
    Bank Of America
    New York, NY
  • 04/2018 → 01/2019
    Unemployed
    New York, NY
  • 02/2019 → 06/2019
    Soccer Shots
    New York, NY
  • 04/2019 → 06/2019
    Amazon Warehouse
    Staten Island, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-21
  • S66 Uniform Combined State Law Examination
    2023-04-21

View on SEC IAPD

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