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40 West 57Th Street 19Th Floor, New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-01-10 |
| NY | RA | APPROVED | 2021-08-25 |
Branch Locations
40 West 57Th Street 19Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tocqueville Securities L.P. | New York | NY | 06/2016 | Present |
Basin Holdings US LLC, Investment related, 200 Park Ave., Floor 58, New York, NY 10166 Industrial Holding Company, Passive Limited Partner, Started 01/2016, 0 hours devoted to business, no duties. Also, Tocqueville Asset Management L.P, Investment Advisor, is an affiliate of and operates out of the same offices as Tocqueville Securities L.P., Employment Date: 06/01/2016, Title Assistant Portfolio Manager, Approximately 94% TO 96% (Approximately 165 Hours) A Month of Time is Devoted to Tocqueville Asset Management L.P. as an Assistant Portfolio Manager and varies according to business requirements.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-16 |
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