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Current Employers
Foundations Investment Advisors Llc

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2025-10-08
  • MI RA
    APPROVED
    Since 2025-10-08

Branch Locations

1127 S Old Us Hwy 23, Brighton, MI 48114 • United States

38777 Six Mile Rd Suite 450, Livonia, MI 48152 • United States

4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank N.A. Westerville OH 06/2018 10/2019
Merrill Lynch/Bankd Of America Grand Rapids MI 06/2017 09/2017
New York Life Securities Llc Grand Rapids MI 01/2017 05/2017
R' Cook Properties Plymouth MI 05/2016 09/2016
Grand Valley State University Allendale MI 08/2014 05/2018
Jpmorgan Securities Llc Westerville OH 11/2019 11/2020
Robinhood Financial, Llc Southlake TX 11/2020 08/2021
Comerica Securities Farmington MI 08/2021 11/2023
Ameriprise Financial Services, Llc Farmington MI 11/2023 10/2025
Foundations Investment Advisors Llc Phoenix AZ 10/2025 Present
  • 06/2018 → 10/2019
    Jpmorgan Chase Bank N.A.
    Westerville, OH
  • 06/2017 → 09/2017
    Merrill Lynch/Bankd Of America
    Grand Rapids, MI
  • 01/2017 → 05/2017
    New York Life Securities Llc
    Grand Rapids, MI
  • 05/2016 → 09/2016
    R' Cook Properties
    Plymouth, MI
  • 08/2014 → 05/2018
    Grand Valley State University
    Allendale, MI
  • 11/2019 → 11/2020
    Jpmorgan Securities Llc
    Westerville, OH
  • 11/2020 → 08/2021
    Robinhood Financial, Llc
    Southlake, TX
  • 08/2021 → 11/2023
    Comerica Securities
    Farmington, MI
  • 11/2023 → 10/2025
    Farmington, MI
  • 10/2025 → Present
    Phoenix, AZ
Previous Registrations
Other Businesses

(1) MAIN FINANCIAL WEALTH MANAGEMENT; INVESTMENT RELATED; 315 W NORTH ST, SUITE C, BRIGHTON, MI 48116; INSURANCE SALES; INSURANCE AGENT; BRING ON NEW CLIENTS AND SERVICE THEM; STARTED:10/2025; 40 HOURS PER MONTH. (2) 2441 CHARLEVOIX LLC; 2222 W GRAND RIVER AVE, SUITE A, OKEMOS, MI 48864; OWNS 2% OF A MOTEL AFTER MAKING AN INITIAL INVESTMENT; SILENT PARTNER; START DATE: 12/2022; ZERO HOURS DEDICATED (3) 4998 N MIN, LLC; 3225 MCLOED DRIVE, SUITE 100, LAS VEGAS ,NV 89121; OWNS 4% OF A RENTAL COTTAGE; SILENT PARTNER; START DATE: 10/2023; ZERO HOURS DEDICATED (4) R COOK PLYMOUTH GROUP LLC; 296 MAIN ST, PLYMOUTH, MI 48170; RENTS OUT COMMERCIAL REAL ESTATE TO A RESTAURANT; SILENT PARTNER: START DATE: 12/2017; ZERO HOURS DEDICATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-12-13
S63 Uniform Securities Agent State Law Examination 2018-07-17
  • S65 Uniform Investment Adviser Law Examination
    2019-12-13
  • S63 Uniform Securities Agent State Law Examination
    2018-07-17
Designations
Other Names
  • Carston Cole Cook
  • Carston Cook
  • C Cook
  • Carston C. Cook
  • Cole Cook

View on SEC IAPD

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