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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-13
TX RA APPROVED_RES 2023-07-13
  • NY RA
    APPROVED
    Since 2023-07-13
  • TX RA
    APPROVED_RES
    Since 2023-07-13

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc New York NY 02/2017 05/2023
Town Of Babylon Lifeguard Union North Babylon NY 06/2016 09/2016
Unemployed North Babylon NY 10/2016 01/2017
Jpmorgan Chase Bank Na New York NY 06/2023 Present
Jpmorgan Securities Llc New York NY 06/2023 Present
  • 02/2017 → 05/2023
    New York, NY
  • 06/2016 → 09/2016
    Town Of Babylon Lifeguard Union
    North Babylon, NY
  • 10/2016 → 01/2017
    Unemployed
    North Babylon, NY
  • 06/2023 → Present
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2023 → Present
    Jpmorgan Securities Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-19
  • S66 Uniform Combined State Law Examination
    2018-11-19
Other Names
  • Alexis Marie Wagner

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