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Thomas Mario Domogma

LPl Financial LLC

San Diego, CA

San Diego, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-06
  • CA RA
    APPROVED
    Since 2022-05-06

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley San Diego CA 02/2017 04/2022
The Startup Garage Encinitas CA 09/2016 02/2017
Unemployed San Diego CA 08/2016 09/2016
Morgan Stanley Private Bank, National Association New York NY 04/2017 04/2022
Lpl Financial San Diego CA 04/2022 Present
  • 02/2017 → 04/2022
    Morgan Stanley
    San Diego, CA
  • 09/2016 → 02/2017
    The Startup Garage
    Encinitas, CA
  • 08/2016 → 09/2016
    Unemployed
    San Diego, CA
  • 04/2017 → 04/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 04/2022 → Present
    Lpl Financial
    San Diego, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-27
  • S66 Uniform Combined State Law Examination
    2017-04-27
Other Names
  • Mario Domogma

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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