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Tammy Marie Johns

Compound Planning, Inc.

New York, NY

Orem, UT

CRD 6750818

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Employer firm

Compound Planning, Inc. CRD 171787

$4.85B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Compound Planning, Inc.

115 Broadway 5Th Floor, New York, NY 10006 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-10-20
  • UT RA
    APPROVED
    Since 2023-10-20

Branch Locations

115 Broadway 5Th Floor, New York, NY 10006 • United States

Orem, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vivint Salt Lake City UT 05/2015 01/2017
Utah Valley Specialty Hospital Provo UT 01/2017 11/2019
Shelton And Seal Wealth Management Orem UT 01/2017 11/2019
Goldman Sachs New York NY 11/2019 07/2021
Compound Advisers New York NY 07/2021 10/2023
Compound Planning New York NY 10/2023 Present
  • 05/2015 → 01/2017
    Vivint
    Salt Lake City, UT
  • 01/2017 → 11/2019
    Utah Valley Specialty Hospital
    Provo, UT
  • 01/2017 → 11/2019
    Shelton And Seal Wealth Management
    Orem, UT
  • 11/2019 → 07/2021
    Goldman Sachs
    New York, NY
  • 07/2021 → 10/2023
    Compound Advisers
    New York, NY
  • 10/2023 → Present
    Compound Planning
    New York, NY
Previous Registrations
  • 2022-10-26 → 2023-11-27
    Compound Advisers, Inc.
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-15
  • S65 Uniform Investment Adviser Law Examination
    2022-10-15

View on SEC IAPD

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