James Randall Panting

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2020-03-10
CA	RA	APPROVED	2019-03-18

TX RA
APPROVED

Since 2020-03-10
CA RA
APPROVED

Since 2019-03-18

Branch Locations

3840 Kilroy Airport Way Suite 400, Long Beach, CA 90806 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Commercial Realty Advisors	Rancho Cucamonga	CA	06/2013	09/2016
Five Rivers Rx	Miami	FL	09/2016	01/2017
Sc Distributors, Llc	Costa Mesa	CA	01/2017	02/2019
Morgan Stanley	Los Angeles	CA	02/2019	Present
Morgan Stanley Private Bank, N.A	New York	NY	05/2020	Present

06/2013 → 09/2016

Commercial Realty Advisors

Rancho Cucamonga, CA
09/2016 → 01/2017

Five Rivers Rx

Miami, FL
01/2017 → 02/2019

Sc Distributors, Llc

Costa Mesa, CA
02/2019 → Present

Morgan Stanley

Los Angeles, CA
05/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Other Businesses

*682967 - Verosity LLC; Investment Related - Yes; Aliso Viejo, California; Technology; Developer/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2026; During Business Hours: 0; After Business Hours: 10; App creation/review

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-03-16
S63	Uniform Securities Agent State Law Examination	2017-05-23

S65 Uniform Investment Adviser Law Examination

2019-03-16
S63 Uniform Securities Agent State Law Examination

2017-05-23

Other Names

James Randall Panting, Jr.
James Randall Panting
James Randall Panting

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Other Businesses

Exams

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