James Randall Panting

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2013 → 09/2016
  Commercial Realty Advisors
  Rancho Cucamonga, CA
• 09/2016 → 01/2017
  Five Rivers Rx
  Miami, FL
• 01/2017 → 02/2019
  Sc Distributors, Llc
  Costa Mesa, CA
• 02/2019 → Present
  Morgan Stanley
  Los Angeles, CA
• 05/2020 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Other Businesses

*682967 - Verosity LLC; Investment Related - Yes; Aliso Viejo, California; Technology; Developer/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 02/2026; During Business Hours: 0; After Business Hours: 10; App creation/review

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-03-16
• S63 Uniform Securities Agent State Law Examination
  2017-05-23

Other Names

• James Randall Panting, Jr.
• James Randall Panting
• James Randall Panting