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Demir Nikovic

Cetera Investment Advisers LLC

New York, NY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-22
NY RA APPROVED 2021-03-31
  • TX RA
    APPROVED_RES
    Since 2025-01-22
  • NY RA
    APPROVED
    Since 2021-03-31

Branch Locations

1430 Broadway Suite 700, New York, NY 10018 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gumley Haft New York NY 06/2011 Present
Baruch College New York NY 08/2011 06/2017
Foresters Financial Services New York NY 07/2017 12/2017
Foresters Financial Services New York NY 12/2017 06/2019
Foresters Advisory Services New York NY 04/2019 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc New York NY 06/2019 Present
  • 06/2011 → Present
    Gumley Haft
    New York, NY
  • 08/2011 → 06/2017
    Baruch College
    New York, NY
  • 07/2017 → 12/2017
    Foresters Financial Services
    New York, NY
  • 12/2017 → 06/2019
    Foresters Financial Services
    New York, NY
  • 04/2019 → 06/2019
    Foresters Advisory Services
    New York, NY
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Cetera Investment Advisers Llc
    New York, NY
Previous Registrations
  • 2019-04-22 → 2019-06-24
    Foresters Advisory Services, Llc
    New York, NY
Other Businesses

1. HANDYMAN/BUILDING MAINTENANCE SERVICES, 20/HRS/WK 2. ALTARA WEALTH MANAGEMENT, DBA FOR CETERA BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-04-09
S63 Uniform Securities Agent State Law Examination 2017-10-17
  • S65 Uniform Investment Adviser Law Examination
    2019-04-09
  • S63 Uniform Securities Agent State Law Examination
    2017-10-17

View on SEC IAPD

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KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
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