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Connor Adam Poettmann

Northwestern Mutual Investment Services, LLC

Denver, CO

CRD 6749717

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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APP_PEND_IARCE 2026-01-01
  • CO RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

707 17Th St Ste 3700, Denver, CO 80202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Daniel Lagerborg Denver CO 05/2025 Present
Northwestern Mutual Investment Services Llc Denver CO 06/2025 Present
Unemployed Denver CO 02/2025 04/2025
Edward Jones Denver CO 06/2023 02/2025
Unemployed Denver CO 02/2023 05/2023
Trimble Westminster CO 06/2021 02/2023
Janus Henderson Denver CO 01/2017 06/2021
Hire Connections Denver CO 06/2016 01/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2026 Present
  • 05/2025 → Present
    Daniel Lagerborg
    Denver, CO
  • 06/2025 → Present
    Denver, CO
  • 02/2025 → 04/2025
    Unemployed
    Denver, CO
  • 06/2023 → 02/2025
    Denver, CO
  • 02/2023 → 05/2023
    Unemployed
    Denver, CO
  • 06/2021 → 02/2023
    Trimble
    Westminster, CO
  • 01/2017 → 06/2021
    Janus Henderson
    Denver, CO
  • 06/2016 → 01/2017
    Hire Connections
    Denver, CO
  • 03/2026 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2023-08-25 → 2025-02-10
    St. Louis, MO
    Denver, CO
    Denver, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-23
S63 Uniform Securities Agent State Law Examination 2017-05-22
  • S66 Uniform Combined State Law Examination
    2023-08-23
  • S63 Uniform Securities Agent State Law Examination
    2017-05-22
Other Names
  • Connor Adam Poettmann
  • Connor Adam Poettmann

View on SEC IAPD

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