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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-10-31 |
| TX | RA | APPROVED | 2025-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Westminster | CO | 01/2017 | 04/2017 |
| Space Age Federal Credit Union | Aurora | CO | 08/2016 | 12/2016 |
| Unemployed | Centennial | CO | 04/2017 | 06/2017 |
| American Financing | Aurora | CO | 06/2017 | 08/2017 |
| Jetz Pizza | Aurora | CO | 08/2017 | 09/2017 |
| Qdoba | Denver | CO | 09/2017 | 10/2017 |
| Nelnet | Aurora | CO | 10/2017 | 07/2018 |
| Gwfs Equities, Inc. | Greenwood Village | CO | 08/2018 | 02/2021 |
| Unemployed | Centennial | CO | 02/2021 | 08/2021 |
| Fidelity Investments | Greenwood Village | CO | 08/2021 | 08/2025 |
| Empower Retirement | Greenwood Village | CO | 08/2018 | 02/2021 |
| Fidelity Investments | Boston | MA | 03/2025 | 08/2025 |
| Lpl Financial Llc | Denver | CO | 10/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2018-09-12 |
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