Best Investors Account Sign in

Carlos Hermes Yazno

Wells Fargo Clearing Services, LLC

New York, NY

New York, NY

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-22
NJ RA APPROVED 2021-08-16
  • TX RA
    APPROVED_RES
    Since 2025-07-22
  • NJ RA
    APPROVED
    Since 2021-08-16

Branch Locations

767 5Th Ave 33Rd Fl [Y5-Rbo], New York, NY 10153 • United States

1755 Broadway Ave, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Paterson NJ 10/2013 Present
Wells Fargo Clearing Services, Ll Paterson NJ 01/2017 Present
  • 10/2013 → Present
    Wells Fargo Bank, Na
    Paterson, NJ
  • 01/2017 → Present
    Wells Fargo Clearing Services, Ll
    Paterson, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-13
S63 Uniform Securities Agent State Law Examination 2017-10-12
  • S66 Uniform Combined State Law Examination
    2021-08-13
  • S63 Uniform Securities Agent State Law Examination
    2017-10-12
Other Names
  • Carlos Yazno

View on SEC IAPD

Other Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC
BRIGHTSPIRE CAPITAL ADVISORS, LLC
ACORN ADVISORY CAPITAL, L.P.
COMPASS GROUP LLC
CRESTVIEW PARTNERS
LEEDS EQUITY PARTNERS

Other Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone
Logan Stephen Michals
JONATHAN HARRY SIEGEL
HAL WILLIAM BROWN
RICCARDO MARIA RAINIERI
TEDDY LELLOS

Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY
BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY
ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY
COMPASS GROUP LLC · NEW YORK, NY
CRESTVIEW PARTNERS · NEW YORK, NY
LEEDS EQUITY PARTNERS · NEW YORK, NY

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor