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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-08-17 |
| CA | RA | APPROVED | 2006-02-23 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Morgan Hill | CA | 02/2006 | Present |
1. 01/11/2010 - OTHER-AUTHOR - I WILL BE SELF-PUBLISHING MY OWN BOOK. THE BOOK WILL BE TITLED, "IF YOU ARE SUDDENLY SINGLE? THIS BOOK CAN HELP." IT WILL SELL FOR $14.95. I WILL BE MARKETING IT LOCALLY THROUGH BOOK STORES AND THROUGH MY LOCAL CONTACTS. - 5% OF TIME SPENT. 2. 10/20/2011 - Ledwith Financial Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 08/05/2014 - FUN FRIDAYS, LLC - REAL ESTATE RENTAL - OWNER OF COMMERCIAL PROPERTY. - TIME SPENT 10 HOURS PER MONTH - MORGAN HILL, CA 4. 01/13/2016 - Ledwith Family Trust - INV REL - Home Based - Act in a Fiduciary Capacity - START 02/26/2007 - Aimee Ledwith-Spouse Trustee 5. 10/03/2019 - Ledwith Financial Services Inc - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:09/06/2019 - 5 hrs/mo - 1 hr during trading. 6. 3/9/2021 - No Business Name - Not Investment Related - Home Based - Other-Author - Started 01/22/2021 - 4 Hours Per Month/1 Hour During Securities Trading - Self Published Author. 7. 1/27/2023 - No Business Name - Not Investment Related - 3460 N Palomino Terrace Beverly Hills, FL 34465 - Other - Transportation - Start Date - 01/02/2023 - 1 Hours Per Month/0 Hours During Securities Trading 8. 03/28/2024 - Other - production - Executive Producer - Not Investment Related - Home Based - Start Date 03/28/2024 - 3 Hours Per Month/ 1 Hour During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 1999-03-17 |
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