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Bradley Brian Ledwith

LPl Financial LLC

Morgan Hill, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-08-17
CA RA APPROVED 2006-02-23
  • TX RA
    APPROVED_RES
    Since 2023-08-17
  • CA RA
    APPROVED
    Since 2006-02-23

Branch Locations

55 West First Street, Morgan Hill, CA 95037 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Morgan Hill CA 02/2006 Present
Other Businesses

1. 01/11/2010 - OTHER-AUTHOR - I WILL BE SELF-PUBLISHING MY OWN BOOK. THE BOOK WILL BE TITLED, "IF YOU ARE SUDDENLY SINGLE? THIS BOOK CAN HELP." IT WILL SELL FOR $14.95. I WILL BE MARKETING IT LOCALLY THROUGH BOOK STORES AND THROUGH MY LOCAL CONTACTS. - 5% OF TIME SPENT. 2. 10/20/2011 - Ledwith Financial Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) 3. 08/05/2014 - FUN FRIDAYS, LLC - REAL ESTATE RENTAL - OWNER OF COMMERCIAL PROPERTY. - TIME SPENT 10 HOURS PER MONTH - MORGAN HILL, CA 4. 01/13/2016 - Ledwith Family Trust - INV REL - Home Based - Act in a Fiduciary Capacity - START 02/26/2007 - Aimee Ledwith-Spouse Trustee 5. 10/03/2019 - Ledwith Financial Services Inc - Not investment related - At reported business location(s) - Business Entity For Tax/Investment Purposes Only - start date:09/06/2019 - 5 hrs/mo - 1 hr during trading. 6. 3/9/2021 - No Business Name - Not Investment Related - Home Based - Other-Author - Started 01/22/2021 - 4 Hours Per Month/1 Hour During Securities Trading - Self Published Author. 7. 1/27/2023 - No Business Name - Not Investment Related - 3460 N Palomino Terrace Beverly Hills, FL 34465 - Other - Transportation - Start Date - 01/02/2023 - 1 Hours Per Month/0 Hours During Securities Trading 8. 03/28/2024 - Other - production - Executive Producer - Not Investment Related - Home Based - Start Date 03/28/2024 - 3 Hours Per Month/ 1 Hour During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-22
S63 Uniform Securities Agent State Law Examination 1999-03-17
  • S65 Uniform Investment Adviser Law Examination
    2006-02-22
  • S63 Uniform Securities Agent State Law Examination
    1999-03-17
Other Names
  • Brad Ledwith

View on SEC IAPD

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