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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-09-10 |
| CA | RA | APPROVED | 2018-08-10 |
Branch Locations
17599 Monterey Street, Morgan Hill, CA 95037 • United States
4055 Evergreen Village Sq., Ste 180, San Jose, CA 95135 • United States
1177 First Street, Gilroy, CA 95020 • United States
400 N Santa Cruz Avenue, Los Gatos, CA 95030 • United States
6471 Ste 50 Almaden Expy, San Jose, CA 95120 • United States
555 W Capitol Expwy, San Jose, CA 95136 • United States
1402 Lincoln Ave, San Jose, CA 95125 • United States
5393 Almaden Expwy, San Jose, CA 95118 • United States
1875 S. Bascom Ave, Ste. 114, Campbell, CA 95008 • United States
3015 Meridian Ave, San Jose, CA 95124 • United States
1866 Camden Ave., San Jose, CA 95124 • United States
5640 Cottle Rd, Ste 10, San Jose, CA 95123 • United States
15698 Los Gatos Blvd, Los Gatos, CA 95032 • United States
1705 E. Capitol Expy, Ste. 30, San Jose, CA 95121 • United States
2199 Monterey Hwy, Ste 30, San Jose, CA 95125 • United States
5393 Almaden Expy 2Nd Floor, San Jose , CA 95118 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | San Jose | CA | 07/2016 | 08/2018 |
| Jpmorgan Chase Bank | San Jose | CA | 06/2016 | 08/2018 |
| J.P. Morgan Securities Llc | San Jose | CA | 08/2018 | Present |
Entity Name: La Michoacana Plus Investment related: No Address:San Jose, CA 95110 Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 04/01/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Ice Cream Parlor Business accounts will be at chase"
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-07-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-22 |
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