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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-06 |
| CA | RA | APPROVED | 2018-07-17 |
Branch Locations
17599 Monterey Street, Morgan Hill, CA 95037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Union Bank | Hollister | CA | 06/2007 | 07/2018 |
| Unionbanc Investment Services, Llc | Hollister | CA | 06/2011 | 07/2018 |
| J.P. Morgan Securities Llc | Gilroy | CA | 07/2018 | 08/2021 |
| Jpmorgan Chase Bank, N.A. | Gilroy | CA | 07/2018 | 08/2021 |
| Jpmorgan Chase Bank, N.A. | San Jose | CA | 08/2021 | Present |
| J.P. Morgan Securities Llc | San Jose | CA | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-21 |
| S63 | Uniform Securities Agent State Law Examination | 2011-08-23 |
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