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333 South Hope Street, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-12-18 |
| CA | RA | APPROVED | 2024-10-30 |
| IL | RA | APPROVED | 2024-10-30 |
| NV | RA | APPROVED | 2024-10-30 |
| TX | RA | APPROVED | 2024-10-30 |
| NY | RA | APPROVED | 2024-10-29 |
Branch Locations
399 Park Avenue, 34Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alliance Bernstein / Sanford C. Bernstein & Co., Llc | New York | NY | 01/2017 | 10/2018 |
| Anchin / Anchin, Block & Anchin Llp | New York | NY | 05/2007 | 12/2016 |
| Capital Group / Capital Group Private Client Services, Inc. | New York | NY | 08/2024 | Present |
| Capital Group Companies | New York | NY | 11/2018 | 08/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-19 |
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