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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-11-12
  • CA RA
    APPROVED
    Since 2025-11-12

Branch Locations

3020 Old Ranch Parkway Suite 300, Seal Beach, CA 90740 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2017 11/2025
N/A N/A CA 06/2016 11/2016
Lyft Irvine CA 11/2016 01/2017
Lpl Financial Llc Seal Beach CA 11/2025 Present
  • 02/2017 → 11/2025
    St Louis, MO
  • 06/2016 → 11/2016
    N/A
    N/A, CA
  • 11/2016 → 01/2017
    Lyft
    Irvine, CA
  • 11/2025 → Present
    Seal Beach, CA
Previous Registrations
  • 2017-06-23 → 2025-11-13
    Costa Mesa, CA
    Chino Hills, CA
    St Louis, MO
    Seal Beach, CA
    Seal Beach, CA
Other Businesses

1. 11/2025 - Golden Horizon Wealth - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 130 Hrs During Trading - Seal Beach, CA 90740 - OBA Start Date: 11/12/2025 2. 02/05/2026 - Golden Horizon Wealth LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - At Reported Business Location(s) - Start Date 01/02/2026 - 160 hours per month/ 130 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-31
  • S66 Uniform Combined State Law Examination
    2017-03-31
Other Names
  • Zubeen Porus Tukina

View on SEC IAPD

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