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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-01 |
Branch Locations
250 Glen St, Glens Falls, NY 12801-3505 • United States
110 George St, Ft Ann, NY 12827 • United States
2252 State Route 9, Lake George, NY 12846 • United States
8646 State Route 22, Granville, NY 12832 • United States
15 Main St, Lake Luzerne, NY 12846 • United States
3853 Main St, Warrensburg, NY 12885 • United States
184 Broadway, Whitehall, NY 12887 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arrow Bank National Association | Glens Falls | NY | 05/2010 | Present |
| Lpl Financial Llc | Glens Falls | NY | 01/2017 | 11/2018 |
| Lpl Financial Llc | Glens Falls | NY | 03/2026 | Present |
1. 03/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Arrow Investment Services - Inv Rel - At Reported Business Location (s) - Start Date : 03/2026 2. 03/2026 - Notary - Notary - Inv Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Glens Falls, NY, 12801 - OBA Start Date: 01/17/2024 3. 03/2026 - First United Methodist Church of Lake Luzerne - Non-Profit Board Member - Not Inv Related - 2 Hour(s)/Month - 2 Hour(s) During Trading - Lake Luzerne, NY, 12846 - OBA Start Date: 01/03/2011 4. 03/2026 - Hadley Luzerne Lions Club - Non-Profit Board Member - Not Inv Related - 4 Hour(s)/Month - 2 Hour(s) During Trading - Lake Luzerne, NY, 12846 - OBA Start Date: 07/01/2014 5. 06/11/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Arrow Investment Services - Investment Related - At Reported Business Location(s) - Start Date 06/01/2026 - 120 hours per month/ 40 hours during trading 6. 06/11/2026 - Arrow Bank National Association - Financial Institution Duty - Investment Related - At Reported Business Location(s) - Start Date 06/01/2026 - 120 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2026-05-29 |
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