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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2020-04-15 |
| NJ | RA | APPROVED | 2012-08-20 |
Branch Locations
86 Glen Street 3Rd Floor, Glens Falls, NY 12801 • United States
Queensbury, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Glen Falls | NY | 08/2012 | Present |
JACKSON HEIGHTS ELEMENTARY SCHOOL TREASURER PTA IS NON SECURITIES RELATED STARTED IN JULY 2008 DEVOTES 10 HRS PER MONTH. 09/20/11
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-08-06 |
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