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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED_RES | 2015-10-26 |
| CT | RA | APPROVED | 2015-10-22 |
Branch Locations
86 Glen Street 3Rd Floor, Glens Falls, NY 12801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Glens Falls | NY | 10/2015 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2015 | Present |
I*76523 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PLEXUS WORLDWIDE INVESTMENT RELATED: N ADDRESS OF BUSINESS: 15649 N. GREENWAY HAYDEN LOOP, SCOTTSDALE, ARIZONA 85260 NATURE OF BUSINESS: CORPORATION, COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: OTHER, SALES REP FOR THE COMPANY START DATE OF RELATIONSHIP: 11/3/2014 NUMBER OF HOURS DEVOTED: 8 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS IS TO BE AN AMBASSADOR FOR HEALTH AND WELLNESS PRODUCTS. THIS IS A HOME BASED BUSINESS IN WHICH REVENUE IS GENERATED BY SALES OF THE PRODUCT. New York State, No, Rensselaer County NY, Government / Municipality / Political, Notary Public, Notary, During business hrs 1 After business hours 2, I am a Notary for New York qualified in Rensselaer County. My commission expires 1/22/19.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-21 |
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