Evan Benjamin Pollack

Current Employers

Employment History

• 09/2011 → 11/2016
  Trillium Management
  New York, NY
• 11/2016 → 04/2019
  Guardian Life Insurance Company
  New York, NY
• 12/2017 → 04/2019
  Park Avenue Securities
  New York, NY
• 05/2018 → Present
  Penn Mutual Life Insurance Co
  Horsham, PA
• 04/2019 → Present
  Hornor Townsend & Kent Inc
  Horsham, PA

Previous Registrations

• 2018-03-12 → 2019-04-10
  Park Avenue Securities Llc
  New York, NY

Other Businesses

1) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: 3/25/2019 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: OVER 140 HRS | APPROX TRADING HRS PER MTH: OVER 140 HRS | DESCRIPTION OF DUTIES: SALES & SERVICE OF BROKERAGE; AND LIFE, ACCIDENT, HEALTH/DI/LTC AND ANNUITY ACCOUNTS FOR MULTIPLE INSURANCE CARRIERS INCLUDING THE PENN MUTUAL LIFE INS. CO. ADVISORS PROVIDE CLIENTS FINANCIAL PLANNING SERVICES AND OTHER INVESTMENT ADVISORY SERVICES AND INVESTMENT PRODUCTS THROUGH HORNOR, TOWNSEND & KENT, LLC, A REGISTERED INVESTMENT ADVISOR AND FINRA MEMBER FIRM. 2) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: THE GABER GROUP | POSITION HELD: AGENT |ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | START DATE: | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES:INSURANCE & INVESTMENT SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY. 3) A & E MACHINES LLC | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: PROPRIETOR/OWNER | ADDRESS: 222 E 34TH ST APT 715 NEW YORK, NY 10016 | START DATE: 7/6/2021 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: DUTIES PURCHASE HEAVY MACHINERY ASSETS FOR SHORT TERM RENTALS. 4) HEALTH INSURANCE - BENADVANCE POSITION: Agent NATURE: Disability/Health Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/27/2024 ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | DESCRIPTION: My role would only be referral based...I am planning on sending health insurance referrals to a health insurance partner (Jesse Yoskowitz). He would take the case from there, and I would be on for a percentage of the case. 5) J3 WEALTH MANAGEMENT | POSITION: Partner | NATURE: Partnering with Joshua Baer (HTK) in the start of a new DBA. Investment and Insurance focused | INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/25/2024 | ADDRESS: 30 VESEY ST, 9TH FLOOR, NEW YORK, NY 10007 | DESCRIPTION: My day to day business will not change from what I am currently doing with Gaber Group. I will be focused on insurance based products. My partner Josh Baer will focus on the investment based products. 6) STRATEGIC INSURANCE CONSULTANTS | POSITION: Agent NATURE: Prop/Casualty Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/28/2025 | ADDRESS: 30 Vesey St, 9th Fl, New York NY 10007 | DESCRIPTION: Duties - Making introductions to our partner at strategic insurance consultants for property and casualty business, group benefits and other insurance related activity. 7) INSURANCE BROKERAGE | DBA: STRATUS ASSOCIATES | POSITION: Agent | NATURE: INSURANCE BROKERAGE INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/07/2025 | ADDRESS: 30 Vesey St, 9th Floor, New York NY 10007 | DESCRIPTION: INSURANCE SALES AND SERVICE INCLUDING PENN MUTUAL LIFE PRODUCTS

Exams

• S66 Uniform Combined State Law Examination
  2018-02-08