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529 Main Street Suite P200, Charlestown, MA 02129 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WY | RA | APPROVED | 2024-05-13 |
Branch Locations
404 N Street Suite 304, Rock Springs, WY 82901 • United States
529 Main Street Suite P200, Charlestown, MA 02129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2021 | 09/2021 |
| Northwestern Mutual Investment Services Llc | Fort Collins | CO | 03/2021 | 09/2021 |
| Sweetwater County School District 1 | Rock Springs | WY | 01/2021 | 03/2021 |
| Sweetwater County School District 2 | Green River | WY | 12/2020 | 03/2021 |
| Waddell And Reed Ken Fortuna Llc | Rock Springs | WY | 01/2017 | 10/2020 |
| Waddell And Reed | Idaho Falls | ID | 01/2017 | 03/2018 |
| Child Support Services Of Wyoming | Green River | WY | 08/2012 | 01/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2021 | 09/2021 |
| The O.N. Equity Sales Company | Cincinnati | OH | 10/2021 | Present |
| Ohio National Financial Services | Cincinnati | OH | 09/2021 | Present |
| Wood Wealth Group, Llc | Rock Springs | WY | 10/2021 | Present |
| Wood Wealth Group, Llc | Rock Springs | WY | 10/2021 | Present |
| Northwestern Mutual | Rock Springs | WY | 03/2021 | 09/2021 |
1). Insurance Sales; Yes, investment related; 1215 Elk Street A, Rock Springs, WY 82901; 08/15/2021-present; agent; 2 hours/month(2 hours during trading hours; life insurance, disability insurance, fixed annuities, variable annuities, Long term care insurance, P&C when appropriate for a person's financial plan. 2) Insurance Brokerage: Wood Wealth Group, LLC and East Coast Insurance Providers, LLC. 3) Ordinance Task Force for the City of Rock Springs; Task Force Member; Not Investment Related; 212 D Street Rock Springs WY 82901; Description: Review Ordinances to make the city more business friendly. Review residential ordinances to make rights more consistent; 2026-04-20; 0 Hour per month devoted to business during trading hours; 1 Hour per month devoted to business outside trading hours; 0 Percent of total yearly compensation expected to be derived from the business. 4) GFWC - General Federation of Women's Clubs - High Desert Society; President; Not Investment Related; 917 Monroe Drive Rock Springs WY 82901; Description: Charity - Non-Profit - Fundraising; Responsibilities: Oversee charity and strategic initiatives. Organize fundraisers.; 2026-04-15; 0 Hour per month devoted to business during trading hours; 1 Hour per month devoted to business outside trading hours; 0 Percent of total yearly compensation expected to be derived from the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-17 |
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