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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-02-09 |
| WY | RA | APPROVED | 2023-11-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rock Springs Family Rec Center | Rock Springs | WY | 11/2013 | 11/2018 |
| Full Time Student University Of Wyoming | Laramie | WY | 11/2018 | 05/2020 |
| Unemployed | Rock Springs | WY | 06/2020 | 09/2021 |
| Ken Fortuna Llc Lpl Financial | Rock Springs | WY | 09/2021 | 12/2022 |
| Lpl Financial Llc | Rock Springs | WY | 09/2021 | Present |
1- 09/2021 / ANVIL WEALTH / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED / ROCK SPRINGS, WY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-04-21 |
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