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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| CO | RA | APPROVED | 2021-07-21 |
| CT | RA | APPROVED | 2021-07-21 |
| DC | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| LA | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| NE | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| NJ | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dorterra | Rock Springs | WY | 05/2013 | 07/2021 |
| Waddell & Reed | Rock Springs | WY | 03/2019 | 07/2021 |
| Andrew Fortuna | Rock Springs | WY | 03/2019 | 07/2021 |
| Sweetwater County School District #1 | Rock Springs | WY | 08/2006 | 06/2019 |
| Various Insurance Carriers For W&R Ins Agencies | Rock Springs | WA | 03/2019 | 07/2021 |
| Head Start Policy Council | Rock Springs | WY | 10/2020 | 07/2021 |
| Doterra Essential Oils | Pleasant Grove | UT | 05/2013 | 07/2021 |
| Lpl Financial Llc | Rock Springs | WY | 07/2021 | Present |
1) 07/26/2021 - ANVIL WEALTH - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 7/26/2021 2) 10/21/2021 - DoTERRA - Other - Not Investment Related - Pleasant Grove, UT - Start Date 5/2013 - Time Spent 1% 3) 06/12/2026 - Notary - Investment Related - At Reported Business Location(s) - Start Date 04/07/2026 - 1 hour per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-25 |
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