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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-17 |
| IL | RA | APPROVED | 2023-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Palantine | IL | 06/2013 | 09/2023 |
| Wells Fargo Clearing Services Llc | Palantine | IL | 01/2017 | 09/2023 |
| J.P. Morgan Securities Llc | Woodridge | IL | 09/2023 | Present |
| Jpmorgan Chase Bank, N.A. | Woodridge | IL | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-04-07 |
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