Jeffrey Carl Lamb

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 09/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Merrillville, IN
• 06/2011 → 09/2019
  Bank Of America,N.A.
  Merrillville, IN
• 09/2019 → 03/2020
  Ameriprise Financial Services Inc
  Valparaiso, IN
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Woodridge, IL

Previous Registrations

• 2010-10-22 → 2019-09-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Merrillville, IN
• 2005-11-23 → 2010-10-26
  Thrivent Investment Management Inc.
  Crown Point, IN
  Valparaiso, IN
  Valparaiso, IN
  Valparaiso, IN
  Valparaiso, IN
  Valparaiso, IN

Other Businesses

Board of Directors; City of Valparaiso Utility Board; Board Member; 205 Billings St, , Valparaiso, IN, 46383; Not Investment-Related; 07/11/2023; 1 to 9 hours per month; 0 during trading hours / Valparaiso 21st Century School Building Corporation; Member-Board of directors; 3893 E. Lincolnway, Suite 210, Valparaiso, IN, 46385; Not Investment-Related; 05/15/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; GJC Legacy and Associates; This is my role as an AFA working for franchise advisor Gabriel Chavez at Northstar Wealth Group at Ameriprise. GJC Legacy and Assoc, Inc is the entity that pays my compensation; Manage advisory business; 6435 Main St, , Woodridge, IL, 60517; Investment-Related; 09/24/2019; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2005-11-22