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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-06-10 |
| TX | RA | APPROVED_RES | 2015-10-28 |
| IN | RA | APPROVED | 2013-10-18 |
| IL | RA | APPROVED | 2004-07-09 |
Branch Locations
6435 Main St Ste 160, Woodridge, IL 60517 • United States
600 Hart Rd Ste 125, Barrington, IL 60010 • United States
7160 Argus Dr Ste 102, Rockford, IL 61107-5809 • United States
Woodridge, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Tinley Park | IL | 05/2004 | 03/2020 |
| Ameriprise Financial Services, Llc | Woodridge | IL | 03/2020 | Present |
Real Estate Ownership; Single Family; 6420 Double Eagle Drive, Suite 1109, Woodridge, IL, 60517; Investment-Related; 11/01/2025. Business Ownership; GJC Legacy and Associates Inc; ; Management of practice; 6435 Main Street, Suite 160 Woodridge, IL 60517, ,; Not Investment-Related; 03/01/2011; 60 hours per month; 10 to 19 during trading hours / GJC Real Estate Holdings, LLC; File tax forms, own the assets; Holding LLC for real estate investment; 6435 Main Street, Suite 160, , Woodridge, IL, 60517; Investment-Related; 12/20/2021; 0 hours per month; 0 during trading hours / DiSanya 9018 Heritage LLC; None; Investing in Real Estate; 1250 E. Diehl Road, Suite 406, , Naperville, IL, 60563; Investment-Related; 12/08/2021; 0 hours per month; 0 during trading hours / Engen Legacy, LLC; Manage the business; See 3.3.9 (Business Operations); 6435 Main Street, Suite 160, , Woodridget, IL, 60517; Not Investment-Related; 05/17/2023; 1 to 9 hours per month; 0 during trading hours / Vega Tax Services; Owner; Tax Preparation; 6435 Main Street, Suite 160, , Woodridge, IL, 60517; Not Investment-Related; 02/26/2026; 1 to 9 hours per month; 0 during trading hours. Board of Directors; West Suburban Community Pantry; Director; 6809 Hobson Valley Drive, Unit 118, , Woodridge, IL, 60517; Investment-Related; 03/27/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; GJC Legacy & Associates; President - Owner; Running books and managing practice - GJC Legacy & Associates is the S-Corp I use to manage expenses for my practice.; 3000 Woodcreek Dr. Suite 110, Downers Grove, IL 60515, ,; Not Investment-Related; 02/24/2015; 60 hours per month; 10 to 19 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-08 |
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