Barth J Morreale

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  Downers Grove, IL
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Woodridge, IL

Previous Registrations

• 2009-06-01 → 2016-02-22
  Morgan Stanley
  Chicago, IL
  Chicago, IL
• 2007-07-16 → 2009-06-01
  Morgan Stanley & Co. Llc
  Chicago, IL

Other Businesses

Business Ownership; BJM Corporation; ; No business activities. Tax filing only; 365 North Jefferson StreetChicago, IL 60661, ,; Not Investment-Related; 03/01/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; GJC Legacy and Associates, INC; advisor , we use an S corp to pay 1099 income; Manage advisory business; 6435 main street, , woddridge, IL, 60517; Investment-Related; 05/01/2025; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-13