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Two Liberty Place 50 South 16Th Street, Suite 3700, Philadelphia, PA 19102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-05 |
Branch Locations
550 Post Oak Blvd Suite 390, Houston, TX 77027 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Financial Advisors, Inc | Houston | TX | 01/2017 | Present |
| World Financial Group, Inc. | Houston | TX | 02/2014 | Present |
| Texas Commission On Environmental Quality | Houston | TX | 03/2003 | Present |
Sales of insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc." TEXAS COMMISSION ON ENVIRONMENTAL QUALITY/Investment Related - No/5425 Polk Ave Suite H Houston Texas 77023/State Environmental Agency whose mission is to protect state's public health and natural resources such as clean air, clean water, and the safe management of waste./Project Manager/03.2003/168/8/Assessing, identifying and ranking the contaminated sites for remediation under State and Federal Superfund Programs using Hazard Ranking System (HRS) and overseeing the clean up of contaminated abandoned chemical and petroleum refining sites,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-18 |
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