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Richard Joseph Ridenour

Circle City Wealth Management LLC

Carmel, IN

CRD 3165629

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Employer firm

Circle City Wealth Management LLC CRD 291604

$95.7M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Circle City Wealth Management Llc

600 East Carmel Drive, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2017-12-12
TX RA APPROVED 2017-12-12
  • IN RA
    APPROVED
    Since 2017-12-12
  • TX RA
    APPROVED
    Since 2017-12-12

Branch Locations

600 East Carmel Drive, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Forum Private Client Group, Llc Fishers IN 05/2007 11/2017
Forum Credit Union Fishers IN 06/2002 11/2017
Managing Member & Cco Indianapolis IN 11/2017 Present
  • 05/2007 → 11/2017
    Forum Private Client Group, Llc
    Fishers, IN
  • 06/2002 → 11/2017
    Forum Credit Union
    Fishers, IN
  • 11/2017 → Present
    Managing Member & Cco
    Indianapolis, IN
Previous Registrations
  • 2007-06-11 → 2017-12-14
    Forum Private Client Group
    Fishers, IN
  • 2005-03-02 → 2009-07-10
    Lpl Financial Llc
    Fort Mill, SC
    Fishers, IN
    Indianapolis, IN
    Avon, IN
    Indianapolis, IN
    Idianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Noblesville, IN
    Indianapolis, IN
    Carmel, IN
    Fishers, IN
    Indianapolis, IN
    Fishers, IN
  • 2002-07-01 → 2005-03-02
    Cuso Financial Services, L.P.
    Fishers, IN
  • 2000-11-03 → 2002-07-19
    Pruco Securities, Llc.
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-23
S63 Uniform Securities Agent State Law Examination 1999-02-08
  • S65 Uniform Investment Adviser Law Examination
    2000-10-23
  • S63 Uniform Securities Agent State Law Examination
    1999-02-08
Other Names
  • Joe Ridenour
  • Richard Joseph Ridenour

View on SEC IAPD

Nearby Firms

VALIC FINANCIAL ADVISORS, INC.
OPPENHEIMER ASSET MANAGEMENT
ONEAMERICA SECURITIES, INC.

Nearby Investors

ADAM TREVOR BUNDAY
GARY MICHAEL BRIDWELL
DAKOTA A BUNDAY

Nearby Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN

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