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Heather Baalke

Wells Fargo Clearing Services, LLC

Raleigh, NC

Raleigh, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-04-13
  • NC RA
    APPROVED
    Since 2026-04-13

Branch Locations

3105 Glenwood Ave Stes 201 & 302, Raleigh, NC 27612 • United States

8901 Six Forks Rd, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Lexingtone KY 12/2016 10/2025
Jewelry Barn Bowling Green KY 12/2007 12/2016
Jp Morgan Chase Bank Lexington KY 12/2016 10/2025
Wells Fargo Clearing Services, Llc Raleigh NC 10/2025 Present
  • 12/2016 → 10/2025
    Jp Morgan Securities Llc
    Lexingtone, KY
  • 12/2007 → 12/2016
    Jewelry Barn
    Bowling Green, KY
  • 12/2016 → 10/2025
    Jp Morgan Chase Bank
    Lexington, KY
  • 10/2025 → Present
    Wells Fargo Clearing Services, Llc
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-13
S63 Uniform Securities Agent State Law Examination 2017-02-17
  • S66 Uniform Combined State Law Examination
    2026-04-13
  • S63 Uniform Securities Agent State Law Examination
    2017-02-17
Other Names
  • Heather Ilisa Adin
  • Ilisa Marie Adin
  • Heather I Baalke
  • Heather Baalke
  • Heather Ilisa Baalke

View on SEC IAPD

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SCHRUM PRIVATE WEALTH MANAGEMENT, LLC

Other Investors

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JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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