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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-02-19
PA RA APPROVED 2025-08-26
TX RA APPROVED 2025-08-26
  • NY RA
    APPROVED
    Since 2026-02-19
  • PA RA
    APPROVED
    Since 2025-08-26
  • TX RA
    APPROVED
    Since 2025-08-26

Branch Locations

1585 Broadway 21St Floor, New York, NY 10036 • United States

1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Chase Bank, N.A. New York NY 12/2016 08/2025
J.P. Morgan Securities Llc New York NY 12/2016 08/2025
J.P. Morgan Chase & Co. New York NY 07/2015 11/2016
Morgan Stanley Smith Barney Llc Philadelphia PA 08/2025 Present
Morgan Stanley Private Bank, N.A New York NY 09/2025 Present
  • 12/2016 → 08/2025
    J.P. Morgan Chase Bank, N.A.
    New York, NY
  • 12/2016 → 08/2025
    New York, NY
  • 07/2015 → 11/2016
    J.P. Morgan Chase & Co.
    New York, NY
  • 08/2025 → Present
    Morgan Stanley Smith Barney Llc
    Philadelphia, PA
  • 09/2025 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-17
S63 Uniform Securities Agent State Law Examination 2017-06-20
  • S65 Uniform Investment Adviser Law Examination
    2024-04-17
  • S63 Uniform Securities Agent State Law Examination
    2017-06-20
Other Names
  • William Nicholas Galbally
  • William N. Galbally

View on SEC IAPD

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