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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-02-19 |
| PA | RA | APPROVED | 2025-08-26 |
| TX | RA | APPROVED | 2025-08-26 |
Branch Locations
1585 Broadway 21St Floor, New York, NY 10036 • United States
1650 Market Street 42Nd Floor, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase Bank, N.A. | New York | NY | 12/2016 | 08/2025 |
| J.P. Morgan Securities Llc | New York | NY | 12/2016 | 08/2025 |
| J.P. Morgan Chase & Co. | New York | NY | 07/2015 | 11/2016 |
| Morgan Stanley Smith Barney Llc | Philadelphia | PA | 08/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-06-20 |
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