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William George Alexander

Edward Jones

Raleigh, NC

CRD 6742732

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Employer firm

Edward Jones CRD 250

$1.01T regulatory AUM 28,751 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-29
NC RA APPROVED 2018-07-23
  • TX RA
    APPROVED_RES
    Since 2020-07-29
  • NC RA
    APPROVED
    Since 2018-07-23

Branch Locations

4816 Six Forks Rd Suite 104, Raleigh, NC 27609-0055 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Raleigh NC 01/2017 05/2018
Edward Jones Raleigh NC 05/2018 Present
Wells Fargo Bank Na Raleigh NC 10/2015 12/2016
  • 01/2017 → 05/2018
    Wells Fargo Clearing Services, Llc.
    Raleigh, NC
  • 05/2018 → Present
    Raleigh, NC
  • 10/2015 → 12/2016
    Wells Fargo Bank Na
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-20
S63 Uniform Securities Agent State Law Examination 2017-03-09
  • S66 Uniform Combined State Law Examination
    2018-07-20
  • S63 Uniform Securities Agent State Law Examination
    2017-03-09
Other Names
  • Will Alexander
  • William G Alexander
  • William George Alexander

View on SEC IAPD

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