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Christopher Edward Simon-Wallace

Robinswood Financial

Kirkland, WA

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Current Employers
Robinswood Financial

3425 Carillon Point Building 3000, 4Th Floor, Kirkland, WA 98033 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-11-28
  • WA RA
    APPROVED
    Since 2023-11-28

Branch Locations

3425 Carillon Point Building 3000, 4Th Floor, Kirkland, WA 98033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Bellevue WA 12/2016 11/2017
Market Leader Inc Bellevue WA 09/2016 10/2016
Robert Half Seattle WA 06/2016 09/2016
Unemployed Bellevue WA 10/2016 12/2016
Us Bank Plymouth MN 01/2018 08/2018
U.S. Bancorp Investments, Inc. Plymouth MN 01/2018 08/2018
Rbc Capital Markets, Llc. Minneapolis MN 10/2018 09/2019
E*Trade Securities Llc Seattle WA 10/2019 03/2020
E*Trade Capital Management Llc Seattle WA 10/2019 03/2020
Td Ameritrade Bellevue WA 03/2020 01/2021
Td Ameritrade Bellevue WA 04/2021 08/2021
Unemployed Issaquah WA 02/2021 03/2021
Fidelity Investments Lynnwood WA 09/2021 07/2022
Unemployed Minneapolis MN 11/2017 01/2018
Unemployed Fridley MN 08/2018 10/2018
Extended Travel Issaquah WA 07/2022 08/2022
Td Ameritrade Bellevue WA 08/2022 Present
Charles Schwab & Co., Inc. Bellevue WA 10/2022 Present
Td Ameritrade Investment Management, Llc Bellevue WA 09/2022 Present
Charles Schwab Bank, Ssb Bellevue WA 12/2022 Present
  • 12/2016 → 11/2017
    Td Ameritrade
    Bellevue, WA
  • 09/2016 → 10/2016
    Market Leader Inc
    Bellevue, WA
  • 06/2016 → 09/2016
    Robert Half
    Seattle, WA
  • 10/2016 → 12/2016
    Unemployed
    Bellevue, WA
  • 01/2018 → 08/2018
    Us Bank
    Plymouth, MN
  • 01/2018 → 08/2018
    U.S. Bancorp Investments, Inc.
    Plymouth, MN
  • 10/2018 → 09/2019
    Rbc Capital Markets, Llc.
    Minneapolis, MN
  • 10/2019 → 03/2020
    E*Trade Securities Llc
    Seattle, WA
  • 10/2019 → 03/2020
    E*Trade Capital Management Llc
    Seattle, WA
  • 03/2020 → 01/2021
    Td Ameritrade
    Bellevue, WA
  • 04/2021 → 08/2021
    Td Ameritrade
    Bellevue, WA
  • 02/2021 → 03/2021
    Unemployed
    Issaquah, WA
  • 09/2021 → 07/2022
    Fidelity Investments
    Lynnwood, WA
  • 11/2017 → 01/2018
    Unemployed
    Minneapolis, MN
  • 08/2018 → 10/2018
    Unemployed
    Fridley, MN
  • 07/2022 → 08/2022
    Extended Travel
    Issaquah, WA
  • 08/2022 → Present
    Td Ameritrade
    Bellevue, WA
  • 10/2022 → Present
    Bellevue, WA
  • 09/2022 → Present
    Td Ameritrade Investment Management, Llc
    Bellevue, WA
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    Bellevue, WA
Previous Registrations
  • 2022-10-29 → 2023-11-07
    Bellevue, WA
  • 2022-09-28 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Bellevue, WA
  • 2022-09-28 → 2022-10-14
    Td Ameritrade, Inc.
    Bellevue, WA
  • 2021-12-08 → 2022-07-15
    Fidelity Personal And Workplace Advisors
    Lynnwood, WA
  • 2021-04-22 → 2021-08-19
    Td Ameritrade, Inc.
    Seattle, WA
    Bellevue, WA
  • 2021-04-22 → 2021-08-19
    Td Ameritrade Investment Management, Llc
    Bellevue, WA
  • 2020-04-08 → 2021-01-11
    Td Ameritrade, Inc.
    Bellevue, WA
  • 2020-04-08 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Bellevue, WA
  • 2020-01-06 → 2020-04-13
    Harrisdirect Llc
    Seattle, WA
    Arlington, VA
Other Businesses

Fridley LLC (s-corp), 1630 16th Ave NE, Issaquah, WA 98029, A personal, solely owned, holding company and business platform, established in 2024, for work as a independent contractor operating solely, and full time, as a Registered Investment Advisor Representative for Robinswood Financial LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-06
  • S66 Uniform Combined State Law Examination
    2020-01-06
Other Names
  • Christopher Edward Simon-Wallace
  • Christopher Simon-Wallace
  • Christopher Edward Simon-Wallace
  • Christopher Edward Simon-Wallace
  • Christopher Wallace
  • Christopher Simon Wallace

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