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3425 Carillon Point Building 3000, 4Th Floor, Kirkland, WA 98033 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-11-28 |
Branch Locations
3425 Carillon Point Building 3000, 4Th Floor, Kirkland, WA 98033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Bellevue | WA | 12/2016 | 11/2017 |
| Market Leader Inc | Bellevue | WA | 09/2016 | 10/2016 |
| Robert Half | Seattle | WA | 06/2016 | 09/2016 |
| Unemployed | Bellevue | WA | 10/2016 | 12/2016 |
| Us Bank | Plymouth | MN | 01/2018 | 08/2018 |
| U.S. Bancorp Investments, Inc. | Plymouth | MN | 01/2018 | 08/2018 |
| Rbc Capital Markets, Llc. | Minneapolis | MN | 10/2018 | 09/2019 |
| E*Trade Securities Llc | Seattle | WA | 10/2019 | 03/2020 |
| E*Trade Capital Management Llc | Seattle | WA | 10/2019 | 03/2020 |
| Td Ameritrade | Bellevue | WA | 03/2020 | 01/2021 |
| Td Ameritrade | Bellevue | WA | 04/2021 | 08/2021 |
| Unemployed | Issaquah | WA | 02/2021 | 03/2021 |
| Fidelity Investments | Lynnwood | WA | 09/2021 | 07/2022 |
| Unemployed | Minneapolis | MN | 11/2017 | 01/2018 |
| Unemployed | Fridley | MN | 08/2018 | 10/2018 |
| Extended Travel | Issaquah | WA | 07/2022 | 08/2022 |
| Td Ameritrade | Bellevue | WA | 08/2022 | Present |
| Charles Schwab & Co., Inc. | Bellevue | WA | 10/2022 | Present |
| Td Ameritrade Investment Management, Llc | Bellevue | WA | 09/2022 | Present |
| Charles Schwab Bank, Ssb | Bellevue | WA | 12/2022 | Present |
Fridley LLC (s-corp), 1630 16th Ave NE, Issaquah, WA 98029, A personal, solely owned, holding company and business platform, established in 2024, for work as a independent contractor operating solely, and full time, as a Registered Investment Advisor Representative for Robinswood Financial LLC.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-06 |
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