Michael George Tepperman

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Wells Fargo Advisors Financial Network Llc
  Fairfield, NJ

Previous Registrations

• 2009-06-01 → 2009-07-01
  Morgan Stanley
  Morristown, NJ
• 2002-10-21 → 2009-06-01
  Citigroup Global Markets Inc.
  Florham Park, NJ
  Florham Park, NJ

Other Businesses

RENTAL PROPERTY, INV RELATED, FAIRFIELD NJ, 50% OWNER, START: 09/02/2014, HOURS: 0, 0 - DURING TRADING, DUTIES: NONE TRUSTEE FOR FINET PRACTICE 401K PLAN FBO ASSOCIATE; INV. RELATED; FAIRFIELD, NJ; START 11/18/2015; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FINET PRACTICE 401K PLAN FBO ASSOCIATE; INV. RELATED; FAIRFIELD, NJ; START 5/18/2016; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FINET PRACTICE 401K PLAN FBO ASSOCIATE; INV. RELATED; FAIRFIELD, NJ; START 11/18/2015; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FINET PRACTICE 401K PLAN FBO ASSOCIATE; INV. RELATED; FAIRFIELD, NJ; START 9/27/2010; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FINET PRACTICE 401K PLAN FBO ASSOCIATE; INV. RELATED; FAIRFIELD, NJ; START 1/13/2015; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FINET PRACTICE 401K PLAN FBO ASSOCIATE; INV. RELATED; FAIRFIELD, NJ; START 5/18/2016; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FINET PRACTICE 401K PLAN FBO ASSOCIATE; INV. RELATED; FAIRFIELD, NJ; START 4/11/2013; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FINET PRACTICE 401K PLAN FBO ASSOCIATE; INV. RELATED; FAIRFIELD, NJ; START 9/27/2010; 1 HR PER MONTH; 0 HRS DURING TRADING. CRT PRIVATE WEALTH MANAGEMENT INC., INV RELATED, FAIRFIELD, NJ, 50% OWNERSHIP, START 12/17/2015, 160 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE. TRUSTEE FOR FINET PRACTICE 401K; INV. RELATED; FAIRFIELD, NJ; START 1/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. IMRG CHAPTER 2012, INVT RELATED, LEBANON, NJ, TREASURER, START 7/1/2022, 2 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS AND HANDLE THE ACCOUNT FOR THE MOTORCYCLE RIDING CLUB CHAPTER. LEGION RIDERS POST 342, INV RELATED, CHESTER, NJ, TREASURER, START 3/1/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, RECORD KEEPING OF FUNDS FOR THE MOTORCYCLE CLUB. PRINCETON HARRIMAN INSURANCE SOLUTIONS; INV RELATED; SARASOTA, FL; FINANCIAL ADVISOR; START DATE 12/1/2024; 8 HOURS PER MONTH; 8 DURING TRADING; INSURANCE PRACTICE.

Exams

• S66 Uniform Combined State Law Examination
  2009-09-21
• S63 Uniform Securities Agent State Law Examination
  1999-04-30

Other Names

• Michael George Tepperman