Leo Bartlett Goodin

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Taxes Plus
  Columbia, CT
• 09/2012 → 02/2024
  Cambridge Investment Research, Inc
  Fairfield, IA
• 09/2012 → 02/2024
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA
• 02/2024 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 02/2024 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2012-09-26 → 2024-03-04
  Cambridge Investment Research Advisors, Inc.
  Columbia, CT
  Tolland, CT
  Mansfield Center, CT
• 2008-10-21 → 2012-10-01
  Avantax Advisory Services
  Columbia, CT

Other Businesses

(1) Rental Property; 46 Constitution Square, Mansfield Ctr, CT 06250; Not Investment Related; Landlord; Condo maintenance; upkeep, rent collection, bill payments; Start 6/2016; 2 hours/month, 0 during trading. (2) Insurance Agent; 6A Ledge Brook Drive, Mansfield Ctr, CT 06250; Investment Related; Owner; Insurance Sales; Quote policies, Discuss with clients, pay claims as needed; Start 10/2016; 2 hours/month, 2 hours/month during trading. (3) Taxes Plus Wealth Management Inc.; DBA; 6A Ledge Brook Drive, Mansfield Ctr, CT 06250; President; Tax preparation and Planning for individuals and small business; Start 10/2016; 160 hours/month, 125 hours/month during trading. (4) Notary Public; Not investment related; 6A Ledge Brook Drive, Mansfield Ctr, CT 06250; Owner; Notarize documents as needed but not investment related; Start 10/2016; 1 hour/month, 1 hour/month during trading. (5) Executor of sister's estate

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-01-18
• S63 Uniform Securities Agent State Law Examination
  1999-04-10

Other Names

• Bart Goodin