Ralph William Johnston

Employer firm

United Planners' Financial Services Of America A Limited Partner CRD 20804

$12.8B regulatory AUM 483 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  United Planners' Financial Services
  Scottsdale, AZ
• 08/2000 → Present
  Ralph Johnston Iii Independent Insurance
  Mansfield Center, CT
• 07/2015 → Present
  Reservoir Financial Llc
  Mansfield Center, CT
• 08/2015 → Present
  Ralph Johnston Iii, Insurance Agent
  Mansfield Center, CT
• 08/2015 → 06/2021
  Reservoir Financial Llc
  Mansfield Ctr, CT
• 08/2015 → Present
  Ralph Johnston Iii, Insurance Agent
  Mansfield Ctr, CT

Previous Registrations

• 2006-06-02 → 2015-08-14
  Osaic Institutions, Inc.
  Willimantic, CT
  Willimantic, CT
  Mansfield Center, CT
  Norwich, CT
  North Windham, CT

Other Businesses

1.) RALPH JOHNSTON III INDEPENDENT INSURANCE - INSURANCE AGENT - LIFE AND HEALTH INSURANCE AND FIXED ANNUITIES - MANSFIELD CENTER, CT - SINCE 08/2015 - INVESTMENT RELATED 2.) RESERVOIR FINANCIAL LLC - PARTNER - DBA NAME FOR MARKETING PURPOSES ONLY - MANSFIELD CENTER, CT - SINCE 07/2021 - INVESTMENT RELATED 3.) RESERVOIR FINANCIAL, LLC - PARTNER - FOR TAX PURPOSES ONLY - MANSFIELD CTR, CT - SINCE 08/2015 - NOT INVESTMENT RELATED 4.) WIDHAM CHAMBER OF COMMERCE - MEMBER - MEMBER OF NETWORKING GROUP OF OTHER BUSINESS OWNERS - WILLIMANTIC, CT - SINCE 12/2025 - NOT INVESTMENT RELATED 5.) AXOS ADVISOR SERVICES-CLIENT ADVISORY BOARD - MEMBER OF CLIENT ADVISORY BOARD - CONSULTING SERVICES - CENTENNIAL CO - SINCE 07/2024 - INVESTMENT RELATED

Exams

• S66 Uniform Combined State Law Examination
  2006-05-31
• S65 Uniform Investment Adviser Law Examination
  2000-03-27
• S63 Uniform Securities Agent State Law Examination
  1998-12-11

Other Names

• Ralph W Johnston