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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-06 |
| CT | RA | APPROVED | 2011-10-31 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 09/2011 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 09/2011 | Present |
| Retirement Security | Storrs | CT | 02/2003 | Present |
1)SUSAN L TATE, INDEPENDENT INSURANCE AGENT, 1066 STORRS RD STE A, STORRS, CT, 2/1997 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 12/MO - 3/TRADING. 2)RETIREMENT SECURITY INC. 1066 STORRS ROAD STE A STORRS, CT 06268. BEGAN 12/12/00 AS PRESIDENT PAYING OFFICE STAFF; PAY BILLS; CLERICAL DUTIES; DAY TO DAY ACTIVITIES TO RUN THE CORPORATION. NOT INVESTMENT RELATED. DEVOTES 8 HRS/WK. 8 HRS DURING TRADING. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 16/WK - 4/TRADING. 09/30/11. 4)RETIREMENT SECURITY, INC, 1066 Storrs Rd Ste A, Storrs CT 06268, 09/2011, Investment Advisor Representative, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1996-12-19 |
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