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Michele Spruell

Key Investment Services LLC

Storrs, CT

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-04-18
  • CT RA
    APPROVED
    Since 2022-04-18

Branch Locations

596 Middle Turnpike, Storrs, CT 06268 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Niagara Bank Coventry CT 05/2009 09/2016
Lpl Financial Willimantic CT 06/2015 09/2016
Key Investment Services Llc Willimantic CT 09/2016 01/2017
Key Bank Willimantic CT 09/2016 08/2022
Key Investment Services Llc Manchester CT 01/2017 08/2022
Key Investment Services Llc Brooklyn OH 08/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-15
S63 Uniform Securities Agent State Law Examination 2015-10-23
  • S66 Uniform Combined State Law Examination
    2022-04-15
  • S63 Uniform Securities Agent State Law Examination
    2015-10-23
Other Names
  • Michele Kendra Laliberty

View on SEC IAPD

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ERIC JAMES SHARP

Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · STORRS, CT
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER · MANSFIELD CENTER, CT
J. W. COLE ADVISORS, INC. · Mansfield Center, CT
CETERA INVESTMENT ADVISERS LLC · COVENTRY, CT
LPL ENTERPRISE, LLC · TOLLAND, CT
CETERA INVESTMENT ADVISERS LLC · Tolland, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Tolland, CT
LPL FINANCIAL LLC · HEBRON, CT

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