Herbert Bolivar

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-09-02
NJ	RA	APPROVED	2025-08-25

TX RA
APPROVED

Since 2025-09-02
NJ RA
APPROVED

Since 2025-08-25

Branch Locations

117 Main St, Madison, NJ 07940 • United States

27 Beechwood Rd, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	East Orange	NJ	01/2012	01/2017
Wells Fargo Clearing Services,Llc	East Orange	NJ	01/2017	07/2025
Montclair State University	Montclair	NJ	09/2008	05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Madison	NJ	07/2025	Present
Bank Of America N.A.	Madison	NJ	09/2025	Present

01/2012 → 01/2017

Wells Fargo Bank, Na

East Orange, NJ
01/2017 → 07/2025

Wells Fargo Clearing Services,Llc

East Orange, NJ
09/2008 → 05/2017

Montclair State University

Montclair, NJ
07/2025 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Madison, NJ
09/2025 → Present

Bank Of America N.A.

Madison, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-08-22
S63	Uniform Securities Agent State Law Examination	2017-12-29

S66 Uniform Combined State Law Examination

2025-08-22
S63 Uniform Securities Agent State Law Examination

2017-12-29

Other Names

Herbert Bolivar
Hebert Bolivar

View on SEC IAPD

Other Firms

J.P. MORGAN SECURITIES LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

MML INVESTORS SERVICES, LLC

WORLD INVESTMENT ADVISORS, LLC

ROBERTSON STEPHENS

LPL FINANCIAL LLC

ALLSTATE FINANCIAL ADVISORS, LLC

HANLEY CAPITAL MANAGEMENT, LLC

Other Investors

Christopher P. Bergman

Alex J Trajkovic

JESUS AMATECO ESPIRIDION

Marco F. Acosta

ROBERT WILFRED FOLEY

Other Offices

J.P. MORGAN SECURITIES LLC · MADISON, NJ

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Madison, NJ

MML INVESTORS SERVICES, LLC · Madison, NJ

WORLD INVESTMENT ADVISORS, LLC · MADISON, NJ

ROBERTSON STEPHENS · Madison, NJ

LPL FINANCIAL LLC · MADISON, NJ

ALLSTATE FINANCIAL ADVISORS, LLC · Madison, NJ

HANLEY CAPITAL MANAGEMENT, LLC · MADISON, NJ

More in Madison, NJ

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