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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-10 |
| NJ | RA | APPROVED | 2021-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 06/2007 | 10/2019 |
| Cambridge Investment Research Advisors | Fairfield | IA | 06/2007 | 10/2019 |
| Jp Morgan Chase Bank, N.A. | Summit | NJ | 04/2021 | Present |
| J.P. Morgan Securities, Llc | Summitt | NJ | 04/2021 | Present |
| Madison Trust | Montvale | NJ | 09/2019 | 12/2020 |
| Signature Financial Group | Fairfield | IA | 06/2008 | 10/2019 |
| Ssp Architectural Group Inc | Bridgewater | NJ | 09/2016 | 09/2019 |
| Unemployed | Westfield | NJ | 01/2021 | 03/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-12-11 |
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