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John F Klimas

J.P. Morgan Securities LLC

Madison, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-11-10
MI RA APPROVED 2022-11-10
TX RA APPROVED_RES 2022-05-02
NJ RA APPROVED 2022-04-29
  • GA RA
    APPROVED
    Since 2022-11-10
  • MI RA
    APPROVED
    Since 2022-11-10
  • TX RA
    APPROVED_RES
    Since 2022-05-02
  • NJ RA
    APPROVED
    Since 2022-04-29

Branch Locations

2 Waverly Place, Madison, NJ 07940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Madison NJ 04/2022 Present
Jpmorgan Chase Bank, N.A. Madison NJ 04/2022 Present
Pnc Investments Whippany NJ 03/2004 04/2022
Pnc Investments Whippany NJ 03/2004 04/2022
  • 04/2022 → Present
    J.P. Morgan Securities Llc
    Madison, NJ
  • 04/2022 → Present
    Jpmorgan Chase Bank, N.A.
    Madison, NJ
  • 03/2004 → 04/2022
    Pnc Investments
    Whippany, NJ
  • 03/2004 → 04/2022
    Pnc Investments
    Whippany, NJ
Previous Registrations
  • 2004-04-02 → 2022-05-03
    Pnc Wealth Management Llc
    Summit, NJ
    Summit, NJ
    Whippany, NJ
    Morristown, NJ
    Morristown, NJ
    Green Brook, NJ
    Madison, NJ
    Whippany, NJ
    Cedar Knolls, NJ
    Randolph, NJ
    Morris Plains, NJ
    Union, NJ
    East Hanover, NJ
    Randolph, NJ
  • 2002-11-20 → 2004-04-09
    Quick & Reilly, Inc.
    Sterling, NJ
  • 2002-06-27 → 2002-07-22
    Morgan Stanley Dw Inc.
    Morristown, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-06-04
S65 Uniform Investment Adviser Law Examination 1997-05-31
  • S63 Uniform Securities Agent State Law Examination
    1997-06-04
  • S65 Uniform Investment Adviser Law Examination
    1997-05-31
Other Names
  • John Francis Klimas
  • John Klimas
  • John F Klimas

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Madison, NJ
MML INVESTORS SERVICES, LLC · Madison, NJ
WORLD INVESTMENT ADVISORS, LLC · MADISON, NJ
ROBERTSON STEPHENS · Madison, NJ
LPL FINANCIAL LLC · MADISON, NJ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · MADISON, NJ
ALLSTATE FINANCIAL ADVISORS, LLC · Madison, NJ
HANLEY CAPITAL MANAGEMENT, LLC · MADISON, NJ

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