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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2016-08-17
  • NJ RA
    APPROVED
    Since 2016-08-17

Branch Locations

78 Main St., Madison, NJ 07940 • United States

Lebanon, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 08/2016 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 08/2016 Present
Previous Registrations
  • 2008-01-30 → 2016-08-22
    West Orange, NJ
  • 2007-04-04 → 2007-12-14
    Signator Investors, Inc.
    Livingston, NJ
Other Businesses

1.INDEPENDENT INSURANCE AGENT, 43 STILL HOLLOW RD, LEBANON, NJ, 8/2016 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/YR - 20/TRADING. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.ALLEGRA FINANCIAL, 78 MAIN STREET, MADISON, NJ 07940, 08/2016, AGENT, USING A TRADE NAME/DBA, INV REL, 40 HR/MO - 120 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-06
  • S66 Uniform Combined State Law Examination
    2007-03-06

View on SEC IAPD

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