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Shari F Hordern

Morgan Stanley

Columbia, SC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-01
SC RA APPROVED 2019-01-02
  • TX RA
    APPROVED
    Since 2020-04-01
  • SC RA
    APPROVED
    Since 2019-01-02

Branch Locations

1320 Main Street Suite 800, Columbia, SC 29201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearning Services, Llc. Columbia SC 03/2016 10/2018
Morgan Stanley Charlotte NC 12/2018 Present
  • 03/2016 → 10/2018
    Wells Fargo Clearning Services, Llc.
    Columbia, SC
  • 12/2018 → Present
    Morgan Stanley
    Charlotte, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-07
S63 Uniform Securities Agent State Law Examination 2017-03-09
  • S65 Uniform Investment Adviser Law Examination
    2018-08-07
  • S63 Uniform Securities Agent State Law Examination
    2017-03-09
Other Names
  • Shari Bookert
  • Shari Falesha Bookert
  • Shari F Bookert

View on SEC IAPD

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Other Offices

INDEPENDENT ADVISOR ALLIANCE, LLC · Columbia, SC
APOLLON WEALTH MANAGEMENT, LLC · Columbia, SC
ABACUS PLANNING GROUP, INC. · COLUMBIA, SC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBIA, SC
PARK AVENUE SECURITIES LLC · COLUMBIA, SC
EDWARD JONES · COLUMBIA, SC
CAPITAL CONSULTING GROUP, INC · COLUMBIA, SC
BEERS KIGHT FINANCIAL ADVISORS, LLC · COLUMBIA, SC

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