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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-10
NY RA APPROVED 2022-03-09
  • TX RA
    APPROVED_RES
    Since 2022-03-10
  • NY RA
    APPROVED
    Since 2022-03-09

Branch Locations

270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New York NY 12/2016 02/2022
The River Club New York NY 05/2016 06/2019
Bank Of America, N.A. New York NY 06/2017 02/2022
Jpmorgan Chase Bank, N.A. New York NY 02/2022 Present
J.P. Morgan Securities Llc New York NY 02/2022 Present
Previous Registrations
Other Businesses

Entity Name: True North Insights Investment related: No "Address: 500 5th Ave, 18th Floor, New York, NY 10110 https://truenorthinsights.com/" Nature of the other business: Market Research Position/Title/Relationship: Employee/Contractor Start Date: 06/17/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: True North Insights facilitates highly targeted interviews, allowing organizations to tap into condition-based patient knowledge to inform their decisions, product launches, and business strategies. This is a one time confidential survey over zoom on a potential wellness-regenerative medicine for knee health. Entity Name: Group Thrpy Investment related: No "Address: Brooklyn, NY https://www.groupthrpy.com/" Nature of the other business: Film Production Position/Title/Relationship: Employee/Contractor Start Date: 06/12/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Group Thrpy provides creative, production, and directorial services with a distinct visual sensibility. This is a one time paid role to appear in a Ralph Lauren US Open tennis advertisement campaign.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-24
  • S66 Uniform Combined State Law Examination
    2017-03-24
Other Names
  • Cosmin D Cotet
  • Cotet D Cosmin

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