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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-10 |
| NY | RA | APPROVED | 2022-03-09 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 12/2016 | 02/2022 |
| The River Club | New York | NY | 05/2016 | 06/2019 |
| Bank Of America, N.A. | New York | NY | 06/2017 | 02/2022 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 02/2022 | Present |
| J.P. Morgan Securities Llc | New York | NY | 02/2022 | Present |
Entity Name: True North Insights Investment related: No "Address: 500 5th Ave, 18th Floor, New York, NY 10110 https://truenorthinsights.com/" Nature of the other business: Market Research Position/Title/Relationship: Employee/Contractor Start Date: 06/17/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: True North Insights facilitates highly targeted interviews, allowing organizations to tap into condition-based patient knowledge to inform their decisions, product launches, and business strategies. This is a one time confidential survey over zoom on a potential wellness-regenerative medicine for knee health. Entity Name: Group Thrpy Investment related: No "Address: Brooklyn, NY https://www.groupthrpy.com/" Nature of the other business: Film Production Position/Title/Relationship: Employee/Contractor Start Date: 06/12/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Group Thrpy provides creative, production, and directorial services with a distinct visual sensibility. This is a one time paid role to appear in a Ralph Lauren US Open tennis advertisement campaign.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-24 |
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