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Inactive

Ken Thanh Hung Ngo

Edelman Financial Engines

Danville, CA

Walnut Creek, CA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-13
TX RA APPROVED 2026-03-13
  • CA RA
    APPROVED
    Since 2026-03-13
  • TX RA
    APPROVED
    Since 2026-03-13

Branch Locations

370 Diablo Road Suite 201, Danville, CA 94526 • United States

2175 N California Blvd Suite 800, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Mountain View CA 11/2016 01/2018
Notre Dame De Namur University Belmont CA 05/2015 10/2016
J.P. Morgan Securities Llc Sunnyvale CA 02/2018 09/2018
Jpmorgan Chase Bank, N.A. Sunnyvale CA 02/2018 09/2018
Charles Schwab & Co., Inc. Folsom CA 09/2018 09/2025
Charles Schwab Bank, Ssb Folsom CA 09/2018 09/2025
Wells Fargo Clearing Services, Llc Palo Alto CA 09/2025 03/2026
Edelman Financial Engines Santa Clara CA 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-08
  • S66 Uniform Combined State Law Examination
    2017-06-08
Designations
Other Names
  • Hung Thanh Ngo
  • Ken Hung Thanh Ngo
  • Ken Ngo

View on SEC IAPD

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Other Offices

GALLAGHER WEALTH MANAGEMENT · DANVILLE, CA
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · DANVILLE, CA
SANCTUARY ADVISORS, LLC · Danville, CA
LPL FINANCIAL LLC · DANVILLE, CA
SANCTUARY ADVISORS, LLC · Danville, CA
THE PACIFIC CENTER FOR FINANCIAL SERVICES · DANVILLE, CA
URSA FUND MANAGEMENT LLC · DANVILLE, CA
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