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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-02-01
TN RA APPROVED 2021-01-12
  • TX RA
    APPROVED
    Since 2021-02-01
  • TN RA
    APPROVED
    Since 2021-01-12

Branch Locations

813 South Garden Street, Ste B, Columbia, TN 38401 • United States

305 Madison Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2017 10/2020
Polyguard Products, Inc. Ennis TX 06/2013 01/2017
Lpl Financial, Llc Columbia TN 01/2021 Present
Private Advisor Group, Llc Columbia TN 01/2021 Present
  • 01/2017 → 10/2020
    St Louis, MO
  • 06/2013 → 01/2017
    Polyguard Products, Inc.
    Ennis, TX
  • 01/2021 → Present
    Lpl Financial, Llc
    Columbia, TN
  • 01/2021 → Present
    Columbia, TN
Previous Registrations
  • 2017-05-12 → 2020-10-08
    Waxahachie, TX
    St Louis, MO
    Waxahachie, TX
    Waxahachie, TX
    Midlothian, TX
Other Businesses

1. 1/11/2021 - Compass Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 1/13/2021 - Private Advisor Group - DBA: (Hybrid) Compass Capital Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/13/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/28/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 07/28/2021 - 1 Hour Per Month/0 Hours During Securities Trading - State Of Tennessee Notary Public. 5.09/30/2025- Destiny Church- Outside/W-2 Employment- Not INV Related- At Columbia, TN- Start date 09/02/2025- 15 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-11
  • S66 Uniform Combined State Law Examination
    2017-03-11

View on SEC IAPD

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