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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-02-01 |
| TN | RA | APPROVED | 2021-01-12 |
Branch Locations
813 South Garden Street, Ste B, Columbia, TN 38401 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2017 | 10/2020 |
| Polyguard Products, Inc. | Ennis | TX | 06/2013 | 01/2017 |
| Lpl Financial, Llc | Columbia | TN | 01/2021 | Present |
| Private Advisor Group, Llc | Columbia | TN | 01/2021 | Present |
1. 1/11/2021 - Compass Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 1/13/2021 - Private Advisor Group - DBA: (Hybrid) Compass Capital Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 01/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 1/13/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/15/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 9/28/2021 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 07/28/2021 - 1 Hour Per Month/0 Hours During Securities Trading - State Of Tennessee Notary Public. 5.09/30/2025- Destiny Church- Outside/W-2 Employment- Not INV Related- At Columbia, TN- Start date 09/02/2025- 15 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-11 |
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