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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2020-09-04
TX RA APPROVED_RES 2020-09-04
  • TN RA
    APPROVED
    Since 2020-09-04
  • TX RA
    APPROVED_RES
    Since 2020-09-04

Branch Locations

500 W 7Th Street, Columbia, TN 38401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Franklin TN 06/2009 09/2020
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2020
Robert W Baird And Co, Inc Franklin TN 09/2020 Present
  • 06/2009 → 09/2020
    Morgan Stanley Smith Barney
    Franklin, TN
  • 01/2015 → 09/2020
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 09/2020 → Present
    Robert W Baird And Co, Inc
    Franklin, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-05
  • S66 Uniform Combined State Law Examination
    1999-10-05

View on SEC IAPD

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