Kimberly S Benefield

Robert W. Baird & Co. Incorporated

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Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2021-09-02

TN RA
APPROVED

Since 2021-09-02

Branch Locations

500 W 7Th Street, Columbia, TN 38401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Dublin	OH	06/2011	08/2021
Baird	Columbia	TN	09/2021	Present

06/2011 → 08/2021

Morgan Stanley

Dublin, OH
09/2021 → Present

Baird

Columbia, TN

Previous Registrations

2011-07-11 → 2021-09-17

Morgan Stanley

Dublin, OH

Columbus, OH

Dublin, OH

Nashville, TN
2007-10-09 → 2011-06-17

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Columbus, OH

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-25
S65	Uniform Investment Adviser Law Examination	1995-08-14
S63	Uniform Securities Agent State Law Examination	1989-03-28

S66 Uniform Combined State Law Examination

2007-10-25
S65 Uniform Investment Adviser Law Examination

1995-08-14
S63 Uniform Securities Agent State Law Examination

1989-03-28

Other Names

Kimberly Marie Seaton
Kimberly Seaton Benefield
Kim Benefield
Kimberly Marie Benefield

View on SEC IAPD

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